Peter Douglas Braun

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-07-05
CO	RA	APPROVED	1999-01-01

TX RA
APPROVED_RES

Since 2017-07-05
CO RA
APPROVED

Since 1999-01-01

Branch Locations

1801 13Th Street, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Boulder	CO	07/2013	Present

07/2013 → Present

Ubs Financial Services Inc

Boulder, CO

Other Businesses

Community Foundation Serving Boulder County / 1123 Spruce St. Boulder,CO 80302 / Foundation/ Charities, Cultural, Educational & Political Organisations / Charity / Other / Investment Manager / Manage Investments / Start Date 12/6/06 / 3 hours/year

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-12-31
S63	Uniform Securities Agent State Law Examination	1992-11-20

S65 Uniform Investment Adviser Law Examination

1992-12-31
S63 Uniform Securities Agent State Law Examination

1992-11-20

Other Names

Peter D Braun

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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