Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-12-15 |
| TX | RA | APPROVED_RES | 2008-09-15 |
| CT | RA | APPROVED | 2008-08-29 |
Branch Locations
200 Glastonbury Blvd, Glastonbury, CT 06033 • United States
Newport, RI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Glastonbury | CT | 08/2008 | Present |
| Bank Of America, N.A. | Glastonbury | CT | 07/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-12 |
Reach out to this advisor