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David Scott Goller

Morgan Stanley

Valencia, CA

Valencia, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

24300 Town Center Dr. Suite 200, Valencia, CA 91355 • United States

Valencia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Woodland Hills CA 06/2008 Present
Morgan Stanley Smith Barney Valencia CA 06/2009 Present
  • 06/2008 → Present
    Morgan Stanley & Co. Incorporated
    Woodland Hills, CA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Valencia, CA
Previous Registrations
  • 2008-06-30 → 2009-06-01
    Morgan Stanley & Co. Llc
    Woodland Hills, CA
  • 2006-10-02 → 2008-02-12
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2003-01-15 → 2005-04-19
    Partnervest Advisory Services Llc
    Santa Barbara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-15
S63 Uniform Securities Agent State Law Examination 1993-07-01
  • S65 Uniform Investment Adviser Law Examination
    1997-08-15
  • S63 Uniform Securities Agent State Law Examination
    1993-07-01
Other Names
  • David S Goller
  • David Scott Goller
  • David S Goller

View on SEC IAPD

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Other Offices

PROSPERITAS FINANCIAL, LLC · VALENCIA, CA
PROSPERITAS FINANCIAL, LLC · Valencia, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Valencia, CA
PROSPERITAS FINANCIAL, LLC · Valencia, CA
OSAIC WEALTH, INC. · SANTA CLARITA, CA
PROSPERITAS FINANCIAL, LLC · Valencia, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · VALENCIA, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · VALENCIA, CA

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