Best Investors
Account
Sign in
Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-27 |
| NY | RA | APPROVED | 2021-05-26 |
Branch Locations
4 West Red Oak Lane, Suite 101, White Plains, NY 10604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | White Plains | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | White Plains | NY | 11/2016 | 09/2018 |
| Stifel Nicolaus & Co Inc | White Plains | NY | 09/2018 | Present |
1. Winding Ridge Homeowners Association; Winding Ridge Road, White Plains, NY 10603; Residential condominium development; Treasurer and Board Member; Financial Oversight for the Condo Board; 10/23/2020; 8 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-07 |
Reach out to this advisor