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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-10
CT RA APPROVED 2014-08-18
  • TX RA
    APPROVED_RES
    Since 2018-12-10
  • CT RA
    APPROVED
    Since 2014-08-18

Branch Locations

25 Concord St, Glastonbury, CT 06033 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2014 Present
Other Businesses

Leaping Falls, LLC Type of business: Rental Properties Windsor, CT Start date: 10/12/2010 Member Hours per week: 1 Hours during trading: 0 Manage rental properties: acquiring properties, disposing of properties, making repairs, screening tenants, collecting rents, renew leases or find new tenants, managing insurance policies, paying real estate taxes, etc. * Glastonbury Adult Education Program Glastonbury, CT Start date: 5/3/2017 Teacher Hours per week: 0 Hours during trading: 0 I teach Edward Jones approved financial education classes at this Adult Education program. * "Amazon Publishing Type: City-State: Seattle WA" Date: 06/26/2019 Trade Hours: 0 Total Hours: 0 No responsibilities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-20
S63 Uniform Securities Agent State Law Examination 2001-09-11
  • S66 Uniform Combined State Law Examination
    2014-06-20
  • S63 Uniform Securities Agent State Law Examination
    2001-09-11
Designations
Other Names
  • Eric Ricardo Judge

View on SEC IAPD

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