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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-06-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | Shrewsbury | NJ | 11/2020 | 04/2022 |
| Park Avenue Securities Llc | Shrewsbury | NJ | 11/2020 | 03/2022 |
| International Planning Alliance | Shewsbury | NJ | 11/2020 | 04/2022 |
| Prudential | Basking Ridge | NJ | 06/2020 | 10/2020 |
| Pruco Securities Llc | Basking Ridge | NJ | 06/2020 | 10/2020 |
| Prudential | Basking Ridge | NJ | 01/1993 | 10/2020 |
| Jpmorgan Chase Bank, N.A. | Westfield | NJ | 04/2022 | Present |
| J.P. Morgan Securities Llc | Westfield | NJ | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-06 |
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