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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-04-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Florham Park | NJ | 06/2012 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westfield | NJ | 04/2025 | Present |
I*3306266 Entity Type: HOA, Co=Op, Freehold Name of OBA: Oak Hills Association Address: Metuchen, NJ 08840 Investment Related: No Position, Title, Association: Treasurer Employee Start Date: 01/03/2023 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Manage neighborhood property. voluntary membership Treasurer - pay bills when instructed to like taxes and insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-08 |
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