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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-02 |
| TX | RA | APPROVED | 2024-02-02 |
Branch Locations
1551 N Tustin Ave Ste 100, Santa Ana, CA 92705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Newport Beach | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 11/2016 | 02/2024 |
| Wells Fargo Advisors Financial Network, Llc | Santa Ana | CA | 02/2024 | Present |
ARGOS PRODUCTS INC, NON-INVESTMENT RELATED, HUNTINGTON BEACH, CA 100% OWNERSHIP, START 5/3/2004, 8 HRS PER MONTH 0 DURING TRADING.; DESIGNER OF DIVING BOOTIES AND GLOVES. NEON NATION , NON INVESTMENT RELATED, HUNTINGTON BEACH, CA, BAND MEMBER, START 6/15/2004, 6 HRS PER MONTH, 0 DURING TRADING.; PERFORM AND BOOK GIGS FOR BAND. POWER OF ATTORNEY FOR SPOUSE, INV RELATED, HUNTINGTON BEACH, CA, START: 6/1/2023, 0 HRS/MONTH, 0 HRS DURING TRADING. MOONSTONE WEALTH MANAGEMENT INC; INV RELATED; SANTA ANA, CA; 100% OWNERSHIP; START DATE 3/27/2024; 0 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-25 |
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