Todd Mercer

Current Employers

Employment History

• 10/1990 → Present
  U. S. Army
  Fort Knox, KY
• 11/2012 → 12/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Louisville, KY
• 02/2013 → 12/2021
  Bank Of America, N.A.
  Louisville, KY
• 12/2021 → Present
  Sanctuary Securities, Inc.
  Louisville, KY
• 12/2021 → Present
  Sanctuary Advisors Llc
  Louisville, KY

Previous Registrations

• 2012-11-02 → 2021-12-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Louisville, KY
  Rosa Beach, FL
• 2007-09-17 → 2012-11-12
  Ubs Financial Services Inc.
  Louisville, KY
• 2004-11-30 → 2007-09-18
  Morgan Keegan & Company, Llc
  Louisville, KY
  Louisville, KY

Other Businesses

1) I*103816 For profit or not for profit: For-Profit Organization Name of outside business organization: GEC Aircraft Holdings LLC Investment related: N Address of business: Sellersburg, Indiana 47172 Nature of business: LLC Position, title, association: Owner Start date of relationship: 2/16/2017 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Rental of Cessna 425 2) Name: GEC Reality LLC Position: none Nature: This is my spouses LLC, she owns two shopping center interests in this LLC, Franklin Square & Winchester Plaza. The LLC also owns part of a Vineyard in California with her brother. She additionally owns a rental home in Santa Rosa Beach, Florida, we rented this home from 6/2014 to 6/2021. She had owned part of a CBD company as well XSI USA LLC in this LLC. Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 10/4/2010 Address: 1313 Somerhill Place, anchorage KY 40223, USA Description: Help with the books and records for tax reporting. On occasion she will ask me to help her with negotiating with vendors, contractors & managers. 3) Name: University of Louisville Position: Department Arts and Sciences Dean Advisory Board Nature: An advisory only board for the Department of Arts & Sciences for University of Louisville. Does not involve any investments it is to make suggestions & advise on better experience for Students, Faculty and Alumni Investment Related: No Hours: 3 Securities Trading Hours: 0 Start Date: 12/1/2021 Address: Gardiner Hall, Louisville KY 40292 USA Description: One 2 hour meeting each month occasional phone call with Dean or other board members 4) Name: Watercolor Community Association Position: Finance Board Nature: work on the budget for community. No check writing authority or do I handle any funds. Investment Related: No Hours: 3 Securities Trading Hours: 2 Start Date: 1/3/2023 Address: 133 Pine Grove Circle, Santa Rosa Beach FL 32459 USA Description: Review budgets & make recomendations on spending for community 5) STONE BRIDGE RESIDENTS' ASSOCIATION, INC. POSITION: President NATURE: Officer / Director of HOA. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2015 ADDRESS: 1303 Somerhill Pl, Anchorage KY 40223, United States DESCRIPTION: Officer / Director of HOA. 6) MWM PARTNERS PROPERTY LLC POSITION: member NATURE: Entity to own commercial investment real estate property - rental income INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 08/24/2024 ADDRESS: 7511 New LaGrange Rd, Louisville KY 40222, United States DESCRIPTION: Owner/Landlord 7) MERCER TAX AND ADVISORY LLC POSITION: owner NATURE: This is a holding company that the three partners of Mercer Wealth Management LLC are starting to purchase and hold interest in Tax and Accounting firms. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/12/2025 ADDRESS: 7511 New La Grange Rd, Louisville KY 40222-4859, United States DESCRIPTION: I will be one of the co-managers of the LLC. I will be responsible for making investments in the new accounting firms as well as providing general business and management advice. I will not be providing tax or legal advice to clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-29
• S63 Uniform Securities Agent State Law Examination
  1992-10-22

Other Names

• Todd Mercer
• Charles Todd Mercer
• Charles Thomas Mercer
• Charles Mercer Jr.
• Charles Mercer