Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-10-09
TX RA APPROVED_RES 2023-03-13
VA RA APPROVED 2014-10-30
  • KY RA
    APPROVED
    Since 2025-10-09
  • TX RA
    APPROVED_RES
    Since 2023-03-13
  • VA RA
    APPROVED
    Since 2014-10-30

Branch Locations

297 N Hubbards Ln 2Nd & 3Rd Fl, Louisville, KY 40207 • United States

6844 Old Dominion Dr, Mclean, VA 22101 • United States

1753 Pinnacle Dr 3Rd And 4Th Fl [V1-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Washington DC 12/2004 Present
Wells Fargo Advisors, Llc. Washington DC 08/2014 11/2016
Wells Fargo Clearing Services, Llc Washington DC 11/2016 Present
  • 12/2004 → Present
    Wells Fargo Bank Na
    Washington, DC
  • 08/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    Washington, DC
  • 11/2016 → Present
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-30
S63 Uniform Securities Agent State Law Examination 2005-10-06
  • S66 Uniform Combined State Law Examination
    2014-10-30
  • S63 Uniform Securities Agent State Law Examination
    2005-10-06
Other Names
  • Misti Monee Maddox
  • Misti Harrell
  • Misti Monee Harrell

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Louisville, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor