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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-17 |
| NM | RA | APPROVED | 2022-06-06 |
| NV | RA | APPROVED | 2019-02-11 |
| CA | RA | APPROVED | 2015-10-14 |
| VA | RA | APPROVED | 2000-10-01 |
Branch Locations
8474 Rozita Lee Ave 4Th Fl [Kv-Rbo], Las Vegas, NV 89113 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bristol | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bristol | VA | 11/2016 | Present |
C & W PROPERTIES, INV RELATED, BRISTOL, VA, 10% OWNERSHIP, START: 1/1/1997, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: RENTAL REAL ESTATE ADVENTURE PROPERTIES, INV RELATED, SANTA ROSA, CA, 100% OWNED WITH SPOUSE, START: 8/1/2017, 1 HOUR PER MONTH/0 DURING TRADING. JET PLANE TO NOWHERE; NOT INV RELATED;LAS VEGAS,NV; MUSIC ;100% OWNERSHIP; START DATE: 06/01/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-18 |
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