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Stephen Atwood Kepler

Wealthspire Advisors

San Rafael, CA

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Current Employers
Wealthspire Advisors

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-29
  • CA RA
    APPROVED
    Since 2024-08-29

Branch Locations

100 Smith Ranch Road, Suite 300, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aspirirant Llc San Francisco CA 06/2014 12/2016
Private Ocean San Rafael CA 10/2018 08/2024
Mosaic Financial Partners, Inc. San Francisco CA 03/2017 10/2018
Wealthspire Advisors Llc San Rafael CA 08/2024 Present
  • 06/2014 → 12/2016
    Aspirirant Llc
    San Francisco, CA
  • 10/2018 → 08/2024
    Private Ocean
    San Rafael, CA
  • 03/2017 → 10/2018
    Mosaic Financial Partners, Inc.
    San Francisco, CA
  • 08/2024 → Present
    Wealthspire Advisors Llc
    San Rafael, CA
Previous Registrations
  • 2018-10-11 → 2024-09-11
    Wealthspire Advisors
    San Francisco, CA
    San Rafael, CA
  • 2017-03-28 → 2018-10-19
    Mosaic Financial Partners, Inc.
    San Francisco, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-11-30
  • S63 Uniform Securities Agent State Law Examination
    1992-11-30
Designations

View on SEC IAPD

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MADRONE INVESTMENT ADVISORY, LLC
FIDUCIARY FINANCIAL GROUP, LLC
MORGAN STANLEY
INDEPENDENT FINANCIAL GROUP, LLC
EDWARD JONES

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MATTHEW AARON HODUS
KENNETH LAURANZANO
Michael J Heckmann
Alexander Joel Heckmann
Peter Albert Goudy
CATHERINE B CHOI
COLIN Edward Austin WELLS
JEFFREY JAMES WELLS

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SAN RAFAEL, CA
HCM WEALTH · SAN RAFAEL, CA
O'DONNELL FINANCIAL SERVICES, LLC · SAN RAFAEL, CA
MADRONE INVESTMENT ADVISORY, LLC · SAN RAFAEL, CA
FIDUCIARY FINANCIAL GROUP, LLC · SAN RAFAEL, CA
MORGAN STANLEY · SAN RAFAEL, CA
INDEPENDENT FINANCIAL GROUP, LLC · San Rafael, CA
EDWARD JONES · San Rafael, CA

More in San Rafael, CA

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