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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED_RES | 2025-07-10 |
Branch Locations
16 N Marengo Avenue, Suite 500, Pasadena, CA 91101 • United States
634 N Santa Cruz Avenue, Los Gatos, CA 95030 • United States
San Jose, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janus Distributors Llc | Denver | CO | 10/2007 | 01/2022 |
| Janus Management Holdings Corp | Denver | CO | 10/2007 | 01/2021 |
| Janus Henderson Investors Us Llc | Denver | CO | 01/2021 | 03/2023 |
| Janus Henderson Distributors Us Llc | Denver | CO | 01/2022 | 03/2023 |
| Cadaret, Grant & Co., Inc. | Los Gatos | CA | 03/2023 | 07/2025 |
| Lpl Financial Llc | Los Gatos | CA | 07/2025 | Present |
1- 07/2025 - Elliott Family Wealth - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 02/05/2024 - 160 hours per month/ 80 hours during trading 2- 07/2025 - Novus Wealth Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/02/2023 - 160 hours per month/ 80 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-09 |
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