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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-09-29 |
| NV | RA | APPROVED | 2017-09-27 |
Branch Locations
8474 Rozita Lee Ave Ste 400, Las Vegas, NV 89113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Las Vegas | NV | 06/2011 | 09/2017 |
| Wells Fargo Clearing Services, Llc | Las Vegas | NV | 09/2017 | Present |
TRUSTEE FOR FATHER'S TRUST, INV RELATED, HENDERSON, NV, START: 8/27/2020, 2 HRS/MONTH, 0 HRS DURING TRADING.; EXECUTOR FOR MOTHER, INV RELATED, HENDERSON, NV, START: 6/30/2020, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-17 |
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