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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-06 |
| CA | RA | APPROVED | 2017-11-29 |
Branch Locations
25500 Hawthrone Blvd Ste 2100, Torrance, CA 90505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Torrance | CA | 01/2007 | 11/2017 |
| Lpl Financial Llc | Torrance | CA | 11/2017 | Present |
1. 11/29/2017 - ASH BROKERAGE - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - INSURANCE AGENT(Life Insurance.) - 10 hours per month during securities trading. 2. 01/17/2018 - JMB Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/02/2007 - 160 Hours Per Month/0 Hours During Securities Trading. 3. 7/30/2021 - LBJs Music LLC, DBA "Rec Hall" - Not Investment Related - Home Based - Other-Manager for Son's Rock n Roll Band - Started 12/01/2017 - 5 Hours Per Month/0 Hours During Securities Trading - Help organize and do odd jobs for the band. The band has a contract with a professional manager and producer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-15 |
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