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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-06-21
CT RA APPROVED 2022-06-15
ME RA APPROVED 2022-06-15
TX RA APPROVED 2022-06-14
MA RA APPROVED 2018-05-31
  • NH RA
    APPROVED
    Since 2022-06-21
  • CT RA
    APPROVED
    Since 2022-06-15
  • ME RA
    APPROVED
    Since 2022-06-15
  • TX RA
    APPROVED
    Since 2022-06-14
  • MA RA
    APPROVED
    Since 2018-05-31

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

396 Commonwealth Ave., Unit D-2A, Boston, MA 02215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coreaxis Southborough MA 08/2016 12/2017
Lpl Financial Llc Senior Consultant MA 03/2018 Present
Alpha Pension Group, Inc. Boston MA 03/2018 Present
Global Retirement Partners, Llc Boston MA 04/2018 Present
Hub International Investment Services Kansas City MO 10/2025 Present
  • 08/2016 → 12/2017
    Coreaxis
    Southborough, MA
  • 03/2018 → Present
    Lpl Financial Llc
    Senior Consultant, MA
  • 03/2018 → Present
    Alpha Pension Group, Inc.
    Boston, MA
  • 04/2018 → Present
    Boston, MA
  • 10/2025 → Present
    Hub International Investment Services
    Kansas City, MO
Previous Registrations
  • 2018-04-23 → 2021-03-30
    Alpha Pension Group, Inc., A Hub International Company
    Boston, MA
Other Businesses

1. My husband and I own a rental property located at 15 Pocono Road, Narragansett RI. We earn approximately $10,000-15,000 annually from the rent charged at the property. We have owned and rented this house since October 2000. 2. Alpha Pension Group, Inc / DBA for LPL Business (entity for LPL business) / 80% / Lexington, MA 3. 4/19/2018 - Alpha Pension Group, Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 3/2018 - 140 Hours Per Month/7 Hours During Trading. 4. 4/19/2018 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 3/2018 - 96 Hours Per Month/0 Hours During Trading. 5. 1/4/2021 - GLOBAL RETIREMENT PARTNERS, LLC - DBA: Alpha Pension Group, a division of HUB New England - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Retirement Plan Investment Consultant - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading - Alpha Pension Group charges annual fees. 6. 1/12/2021 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is buying the practice and will be a 100% owner. Role will remain the same but will be a W2 employee of HUB International. 7. 1/12/2021 - HUB International - DBA: Alpha Pension Group, a division of HUB New England - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 8. 4/15/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 9. 5/7/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Start Date: 1/1/2021 - Service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-23
S63 Uniform Securities Agent State Law Examination 2007-04-02
  • S65 Uniform Investment Adviser Law Examination
    2018-04-23
  • S63 Uniform Securities Agent State Law Examination
    2007-04-02
Other Names
  • Nicole Marie Bray
  • Nicole Marie Rhind

View on SEC IAPD

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