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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-19 |
| NV | RA | APPROVED | 2013-08-27 |
Branch Locations
400 S Rampart Blvd, Las Vegas, NV 89145 • United States
Las Vegas, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 08/2013 | Present |
| Bank Of America, N.A. | Las Vegas | NV | 10/2013 | Present |
I*9804 For profit or not for profit: Name of outside business organization: Sky Trust Investment related: Address of business: Las Vegas, Nevada 89138 Nature of business: , Position, title, association: , Start date of relationship: 2/4/2008 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-13 |
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