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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-18 |
| WA | RA | APPROVED | 2020-05-05 |
Branch Locations
3500 Carillon Pt., Kirkland, WA 98033 • United States
Mercer Island, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Kirkland | WA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Kirkland | WA | 11/2016 | 05/2020 |
| Raymond James & Associates, Inc. | Kirkland | WA | 04/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-15 |
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