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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-04-16 |
| LA | RA | APPROVED | 2010-11-12 |
Branch Locations
1261 West Causeway Approach, Mandeville, LA 70471 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Mandeville | LA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
Lyman Agency, Inc.; Not investment related; Private company; Vice President; Start date: 03/2011; During business hours: 3; After business hours: 5 *238356 - Northlake Christian School; Investment related No; Covington, Louisiana; Education; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 09/2014; During business hours: 1; After business hours: 2; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-27 |
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