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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-01-03 |
| NC | RA | APPROVED | 2018-01-29 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
7621 Little Ave., Suite 113, Charlotte, NC 28226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Mooresville | NC | 01/2017 | 07/2017 |
| Princor Financial Services | Mooresville | NC | 08/2015 | 01/2017 |
| Lake Norman Benefits | Mooresville | NC | 10/2015 | 07/2017 |
| Lpl Financial, Llc | Mooresville | NC | 07/2017 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 07/2017 | Present |
1. 07/26/2017 - HILB GROUP RETIREMENT SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 70%/ MOORESVILLE, NC 2. 07/26/2017 - LIFESTYLE TRANSITIONS, INC DBA ASSISTED LIVING LOCATORS/ FAMILY BUSINESS/ 0%/ CHARLOTTE, NC 3. 07/26/2017 - LAURA O'DEA/ NON-VARIABLE INSURANCE/ 2%/ MOORESVILLE, NC 4) 08/08/2017-GLOBAL RETIREMENT SERVICES-Investment related- At reported business location(s)-Registered Investment Advisor Hybrid-IAR- started 6/9/2017-Hours per month 40/ hours during trading 0- Time spent percent 0% -I provide investment advisory services through GLOBAL RETIREMENT SERVICES, an independent investment advisor firm. I started this business activity in 6/2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 08/08/2017-HILB GROUP RETIREMENT SERVICES-investment related- At reported business location(s)- Registered Investment Advisor DBA-IAR-start 6/9/2017-Hours per month 40/ Hours during trading 2- Time spent percent 25%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-29 |
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