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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2019-01-03
NC RA APPROVED 2018-01-29
  • SC RA
    APPROVED
    Since 2019-01-03
  • NC RA
    APPROVED
    Since 2018-01-29

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

7621 Little Ave., Suite 113, Charlotte, NC 28226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Mooresville NC 01/2017 07/2017
Princor Financial Services Mooresville NC 08/2015 01/2017
Lake Norman Benefits Mooresville NC 10/2015 07/2017
Lpl Financial, Llc Mooresville NC 07/2017 Present
Global Retirement Partners, Llc San Rafael CA 07/2017 Present
  • 01/2017 → 07/2017
    Principal Life Insurance Co
    Mooresville, NC
  • 08/2015 → 01/2017
    Princor Financial Services
    Mooresville, NC
  • 10/2015 → 07/2017
    Lake Norman Benefits
    Mooresville, NC
  • 07/2017 → Present
    Lpl Financial, Llc
    Mooresville, NC
  • 07/2017 → Present
    San Rafael, CA
Other Businesses

1. 07/26/2017 - HILB GROUP RETIREMENT SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 70%/ MOORESVILLE, NC 2. 07/26/2017 - LIFESTYLE TRANSITIONS, INC DBA ASSISTED LIVING LOCATORS/ FAMILY BUSINESS/ 0%/ CHARLOTTE, NC 3. 07/26/2017 - LAURA O'DEA/ NON-VARIABLE INSURANCE/ 2%/ MOORESVILLE, NC 4) 08/08/2017-GLOBAL RETIREMENT SERVICES-Investment related- At reported business location(s)-Registered Investment Advisor Hybrid-IAR- started 6/9/2017-Hours per month 40/ hours during trading 0- Time spent percent 0% -I provide investment advisory services through GLOBAL RETIREMENT SERVICES, an independent investment advisor firm. I started this business activity in 6/2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 08/08/2017-HILB GROUP RETIREMENT SERVICES-investment related- At reported business location(s)- Registered Investment Advisor DBA-IAR-start 6/9/2017-Hours per month 40/ Hours during trading 2- Time spent percent 25%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-29
S63 Uniform Securities Agent State Law Examination 1998-10-29
  • S65 Uniform Investment Adviser Law Examination
    2018-01-29
  • S63 Uniform Securities Agent State Law Examination
    1998-10-29
Other Names
  • Laura Lee Neace

View on SEC IAPD

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