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Amy Schloss Foster

Osaic Wealth, Inc.

Torrance, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-07-08
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

2790 Skypark Drive Suite 200, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Torrance CA 06/1992 06/2023
Osaic Wealth, Inc. Torrance CA 06/2023 Present
  • 06/1992 → 06/2023
    Royal Alliance Associates, Inc.
    Torrance, CA
  • 06/2023 → Present
    Torrance, CA
Other Businesses

1. AMY FOSTER, CORPORATE REGISTERED INVESTMENT ADVISOR , INVESTMENT RELATED, 2790 SKYPARK DRIVE SUITE 200, TORRANCE, CA 90505, OWNER, STARTED 1998, 80 HOURS PER MONTH, 4 HOURS PER MONTH DURING STH,I AM DOING COMPREHENSIVE PLANNING EITHER HOURLY BASIS OR THROUGH A THIRD PARTY MANAGER ON THE OSAIC WEALTH, INC. PLATFORM. 2. TRUSTEE FOR SONS ACCOUNT, DEREK FOSTER, NON INVESTMENT RELATED, STARTED 2/15/2006, 1 HOURS PER MONTH, 0 HOURS DURING STH, I HAVE ONE ACCOUNT THAT IS INVESTED WITH A THIRD PARTY MANAGER. I DO NOT MAKE THE INVESTMENT DECISIONS. I FILE THE TAX RETURN 3. TRUSTEE OF THEODORE FOSTER TRUST POSITION: trustee NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/14/2015 ADDRESS: 2790 Skypark Drive, Suite 200, Torrance CA 90505 DESCRIPTION: I am the trustee of my father in laws trust. He passed away on 11/14/2015 4. P.A.I.R. FINANCIAL POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1989 ADDRESS: 2790 Skypark Drive Suite 200, Torrance, CA 90505, Torrance CA 90505, United States DESCRIPTION: I sell life, health insurance and long term care insurance. 5. TRUSTEE POSITION: trustee NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/25/2021 ADDRESS: 2790 Skypark Drive, Suite 200, Torrance CA 90505, United States DESCRIPTION: I am the trustee for my mother, Joan O. Schloss. Trust dated 1-3-1986. 6. AMY SHARE JOAN OLEN SCHLOSS TRUST POSITION: trustee NATURE: Irrevocable Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/26/2024 ADDRESS: 2790 Skypark Drive 200, TORRANCE CA 90505, United States DESCRIPTION: I am the trustee for the Amy Foster share of the Joan Olen Schloss trust dated 1/3/1986. 7. DEREK SHARE OF THE JOAN OLEN SCHLOSS TRUST POSITION: Trustee NATURE: Irrevocable Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/31/2024 ADDRESS: 2790 Skypark Drive 200, TORRANCE CA 90505, United States DESCRIPTION: I am the trustee of an irrevocable trust created by my mother for my son.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-07-13
  • S63 Uniform Securities Agent State Law Examination
    1992-07-13
Designations

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