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812 Anacapa St., Santa Barbara, CA 93101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-05-30 |
Branch Locations
812 Anacapa Street, Santa Barbara, CA 93101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Omega Financial Group, Llc | Santa Barbara | CA | 06/2012 | Present |
| Kellogg School Of Management | Evanston | IL | 07/2011 | 06/2018 |
| Argos Global Advisors, Llc | Santa Barbara | CA | 03/2017 | Present |
| Ucla | Los Angeles | CA | 07/2018 | Present |
UNIVERSITY OF CALIFORNIA LOS ANGELES / ANDERSON SCHOOL OF MANAGEMENT, NOT INVESTMENT RELATED, LOS ANGELES CA, GRADUATE STUDENT INSTRUCTOR, 40 HOURS / MONTH, 5 HOUR / WEEK DURING BUSINESS HOURS. COLUMBIA UNIVERSITY, NOT INVESTMENT RELATED, NEW YORK, GRADUATE STUDENT INSTRUCTOR, 0 HOUR / WEEK DURING BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-03 |
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