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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-10-13
  • CT RA
    APPROVED
    Since 2016-10-13

Branch Locations

95 Glastonbury Boulevard 3Rd Floor, Suite 301, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Licoln Financial Advisors Corp Glastonbury CT 12/2003 09/2016
Lpl Financial Llc Glastonbury CT 10/2016 Present
Integrated Wealth Concepts Llc Glastonbury CT 10/2016 Present
  • 12/2003 → 09/2016
    Licoln Financial Advisors Corp
    Glastonbury, CT
  • 10/2016 → Present
    Lpl Financial Llc
    Glastonbury, CT
  • 10/2016 → Present
    Glastonbury, CT
Previous Registrations
  • 2004-01-16 → 2016-10-11
    Osaic Fa, Inc.
    Glastonbury, CT
    Glastonbury, CT
  • 2003-05-21 → 2003-12-19
    Veravest Investment Advisors, Inc.
    Glastonbury, CT
  • 2002-04-05 → 2003-05-05
    Msi Financial Services, Inc.
    Wethersfield, CT
Other Businesses

1) 10/07/2016: Integrated Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2) 10/25/2016: Integrated Wealth Concepts - Registered Investment Advisor Hybrid - DBA: (Hybrid) Integrated Wealth Concepts - Investment Related - 115 GLASTONBURY BLVD, 2nd Floor, GLASTONBURY, CT 06033 - 100% Time Spent - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 11/01/2016: Integrated Wealth Concepts - Registered Investment Advisor DBA - DBA:(Hybrid) Integrated Financial Partners - Investment Related - 115 GLASTONBURY BLVD, 2nd Floor, GLASTONBURY, CT 06033 - 100% Time Spent. 4) 9/3/2020 - INTEGRATED WEALTH CONCEPTS - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/16/2016 - 1 Hour Per Month/0 Hours During Securities Trading - Accident/health, disability, traditional life, LTC. 5) 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 6) 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-08
S63 Uniform Securities Agent State Law Examination 1992-05-21
  • S65 Uniform Investment Adviser Law Examination
    2002-02-08
  • S63 Uniform Securities Agent State Law Examination
    1992-05-21
Designations

View on SEC IAPD

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