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John S Johnson

Charles Schwab & Co., Inc.

La Jolla, CA

Carlsbad, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-05
HI RA APPROVED 2014-11-17
  • CA RA
    APPROVED
    Since 2022-10-05
  • HI RA
    APPROVED
    Since 2014-11-17

Branch Locations

7777 Fay Ave Suite 105, La Jolla, CA 92037-4325 • United States

5796 Armada Drive Suite 175, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Torrance CA 04/2003 Present
Charles Schwab Bank, Ssb Torrance CA 02/2005 Present
Previous Registrations
  • 2022-04-22 → 2022-10-14
    Td Ameritrade, Inc.
    Torrance, CA
    Honolulu, HI
    Omaha, NE
  • 2001-02-21 → 2003-05-08
    Strategic Advisers Llc
    Glendale, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-08
S63 Uniform Securities Agent State Law Examination 1992-06-26
  • S66 Uniform Combined State Law Examination
    2000-11-08
  • S63 Uniform Securities Agent State Law Examination
    1992-06-26
Other Names
  • J J Johnson
  • John Sterling Johnson
  • John Johnson

View on SEC IAPD

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