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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-15 |
| CA | RA | APPROVED | 2009-10-23 |
| GA | RA | APPROVED | 2009-10-23 |
Branch Locations
800 E Colorado Blvd, Pasadena, CA 91101 • United States
San Gabriel, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntington Park | CA | 10/2009 | Present |
| Bank Of America,N.A. | Pasadena | CA | 06/2011 | Present |
I*672264For profit or not for profit: Entity For ProfitName of outside business organization: Eproperties - Arleta LLCInvestment related: NAddress of business: San Gabriel, California, 91775Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 2/1/2022Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , LLC was created for liability purposes. No other business activity will be done outside of managing existing rental property. I*8128For profit or not for profit: Name of outside business organization: Carlos A Escobar TrustInvestment related: Address of business:Arleta, California 91331Nature of business: ,Position, title, association: , Start date of relationship: 1/1/2019Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0Duties: I*3011271, Entity Type: Entity For Profit, Name of OBA: Inversiones Legado Escoli, Sociedad Anonima, Address: Guatemala, , 01001, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 09/01/2026, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Monitor real estate holdings including maintenance and rental income.This is an entity to own real estate holdings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-12 |
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