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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
325 W Main St Ste 2102, Louisville, KY 40202-4282 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mainstreet Wealth Management | Louisville | KY | 08/2011 | Present |
| Securities America Inc. | Louisville | KY | 01/2012 | 06/2024 |
| Securities America Advisors, Inc. | Louisville | KY | 02/2012 | 06/2024 |
| Osaic Wealth, Inc. | Louisville | KY | 06/2024 | Present |
DBA - MainStreet Wealth Management, LLC MAINSTREET WEALTH MANAGEMENT POSITION: Financial Planner NATURE: MAINSTREET WEALTH MANAGEMENT/INSURANCE SALES--FINANCIAL PLANNER/JUNIOR PARTNER - 5% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2011 ADDRESS: 325 W. Main Street, Louisville KY 40202 DESCRIPTION: Insurance related activities in the financial planning process. SECURITIES AMERICA ADVISORS POSITION: Financial Planner NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 325 W MAIN ST STE 2102, LOUISVILLE, KY 40202, United States INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 02/01/2012 ADDRESS: 325 W. Main Street, Louisville KY 40202 DESCRIPTION: Financial Planning. FINANCIAL APPROVER POSITION: Financial Approver NATURE: Young Life is a non-denominational Christian outreach ministry that focuses on bringing the Gospel of Jesus Christ to adolescents in local middle schools, high schools, and universities. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 04/05/2019 ADDRESS: 2201 Hawthorne Ave., Louisville KY 40205 DESCRIPTION: I will be involved with approving expense reports and providing general budget guidance for ministry activities of Young Life in Louisville.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-05 |
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