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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-20
  • TX RA
    APPROVED
    Since 2025-03-20

Branch Locations

13215 Bee Cave Parkway Building A, Suite 125, Bee Cave, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Austin TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Austin TX 11/2016 Present
Wells Fargo Advisors Financial Network, Llc Bee Cave TX 03/2025 Present
Previous Registrations
Other Businesses

CAPITAL WEALTH ADVISORS, LLC; INV RELATED; BEE CAVE, TX; 100% OWNER; 03/2025; 200 HOURS PER MONTH; 200 HOURS DURING TRADING; FINANCIAL ADVISORY SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-07
S63 Uniform Securities Agent State Law Examination 1992-05-08
  • S65 Uniform Investment Adviser Law Examination
    1995-04-07
  • S63 Uniform Securities Agent State Law Examination
    1992-05-08
Other Names
  • Kip Steven Harris

View on SEC IAPD

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