Anthony John Mauro

Current Employers

Employment History

• 07/1994 → Present
  Locust Street Securities, Inc.
  Des Moines, IA
• 01/1997 → Present
  Tax Doctor
  Des Moines, IA
• 01/1997 → Present
  Insurance Network System
  Des Moines , IA
• 08/2002 → 09/2025
  Avantax Investment Services, Inc.
  Des Moines, IA
• 11/2002 → 09/2025
  Avantax Advisory Services
  Des Moines, IA
• 01/2019 → Present
  Quad M Inc
  Des Moines, IA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Des Moines, IA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-11-06 → 2025-09-05
  Avantax Advisory Services
  Des Moines, IA

Other Businesses

1) Slick Inc~'NIR'~3512 Ingersoll Ave~Des Moines~IA~50312~Other~President~1/1/2014~2hrs~0hrs~Oversee ordering and sales to clients of various hunting and outdoor equipment 2) Grimes Senior Apartments~'NIR'~2611 Ingersoll Ave~Des Moines~IA~50312~Rental Property Owner/Management~Owner/Sole Proprietor~1/1/2014~1hrs~1hrs~bookkeeping and general decisions 3) Tax Doctor, Inc.~'NIR'~2611 Ingersoll Ave~Des Moines~IA~50312~Tax Preparation/Accounting~President~8/6/2010~60hrs~10hrs~Tax preparation and bookkeeping; President; Prepare Tax Returns and Keep Books for Individuals and Business (per U-4 with 2002 Affirmation - 10/16/2002). 4) FFS Apartments~'NIR'~2611 Ingersoll Ave~Des Moines~IA~50312~Rental Property Owner/Management~Owner/Sole Proprietor~9/30/2013~5hrs~2hrs~bookkeeping and general decisions 5) Insurance Networking Systems~'NIR'~2611 Ingersoll Ave~Des Moines~IA~50312~Independent Insurance Agent~Vice President~10/1/2009~8hrs~8hrs~Insurance Agency; Vice President; Keeps all aspects of books, and prepares financial statements (per U-4 with 2002 Affirmation - 10/16/2002). Also sell some life insurance policies. 6) Quad M Inc~'NIR'~3512 Ingersoll Ave~Des Moines~IA~50312~Real Estate/Mortgage (I.E. Sales Agent/Broker, Mortgage Originator)~Owner~1/1/2019~10hrs~5hrs~spend time on accounting and tax 7) WINDSOR SENIOR APARTMENTS POSITION: VP NATURE: Affordable senior housing apartments we built and own. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2021 ADDRESS: 3512 Ingersoll Ave, Des Moines IA 50312, United States DESCRIPTION: I provide all of the accounting services to the business and also help with two brothers in overseeing the management of the property. 8) THE FAMILY COMPANY LLC POSITION: VP NATURE: Management company formed to manage our apartment buildings. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 3512 Ingersoll Ave, Des Moines IA 50312, United States DESCRIPTION: I provide the accounting, payroll and tax services to the company and also make decisions regarding management.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-05-15
• S63 Uniform Securities Agent State Law Examination
  1992-05-08

Designations

Other Names

• Tony Mauro
• Anthony J Mauro