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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-26 |
| TX | RA | APPROVED | 2016-09-08 |
| NJ | RA | APPROVED | 2009-05-15 |
Branch Locations
900 South Avenue 4Th Floor Executive Suite 70 [Satellite] , Staten Island, NY 10314 • United States
1 Harding Road Suite 101 [Satellite], Red Bank, NJ 07701 • United States
3825 Pga Boulevard Ste 601, Palm Beach Gardens, FL 33410 • United States
Tinton Falls, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Staten Island | NY | 05/2009 | Present |
SKAJ LLC, INV RELATED, RED BANK, NJ, 100% OWNERSHIP, START 1/3/2018, 5 HOURS PER MONTH, ZEOR DURING TRADING, FINET PRACTICE. CHEMO GP, LLC ; INV RELATED; PALM BEACH GARDENS, FL; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 11/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| CHAMBER OF COMMERCE LOUIS R. MILLER BUSINESS LEADERSHIP AWARDS COMMITTEE ; NOT INV RELATED;STATEN ISLAND,NY; COMMITTEE CO-CHAIR; START DATE: 02/01/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-11 |
| S65 | Uniform Investment Adviser Law Examination | 2001-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-05 |
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