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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2008-01-02
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2008-01-02

Branch Locations

900 South Ave, Staten Island, NY 10314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch,Pierce,Fenner&Smith Inc. Staten Island NY 12/2001 Present
Bank Of America, N.A. Staten Island NY 06/2011 Present
  • 12/2001 → Present
    Merrill Lynch,Pierce,Fenner&Smith Inc.
    Staten Island, NY
  • 06/2011 → Present
    Bank Of America, N.A.
    Staten Island, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-01
S63 Uniform Securities Agent State Law Examination 1992-10-23
  • S65 Uniform Investment Adviser Law Examination
    1999-10-01
  • S63 Uniform Securities Agent State Law Examination
    1992-10-23
Other Names
  • Ronald Reno
  • Ronald Thomas Reno

View on SEC IAPD

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