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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
307 Dakota St, Red Wing, MN 55066 • United States
2048 Superior Dr Nw Ste 100, Rochester, MN 55901 • United States
7900 International Dr Ste1035, Bloomington, MN 55425 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern National Life Insurance Com | Minneapolis | MN | 03/1992 | Present |
| Discovery Financial Centers, Inc | Red Wing | MN | 11/1999 | Present |
| Owner Of Duplex | Red Wing | MN | 10/1996 | Present |
| National Planning Corporation | Red Wing | MN | 05/2012 | 11/2017 |
| Lpl Financial Llc | Red Wing | MN | 11/2017 | Present |
1. 11/29/2017 - MATTHEW HARDYMAN - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT(Life, LTC, DI) - 12 hours per month. 2. 1/23/2018 - Discovery Financial - DBA: Discovery Financial Centers Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/1992 - 200 Hours Per Month/120 Hours During Securities Trading. 3. 5/7/2018 - Discovery Financial Centers, Inc - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/01/1992 - 200 Hours Per Month/120 Hours During Securities Trading. 4. 12/28/2020 - Hardyman Farms - Not Investment Related - 26705 Flower Valley Rd, Red Wing MN 55066 - Real Estate Rental - Started 05/01/2017 - 5 Hours Per Month/0 Hours During Securities Trading - Bought 55 acre hobby farm as primary residence and rent 20 acres. Adding 100 acres with 48 tillable available. Expect to rent those as well. 5. 2/27/2023 - PackerBackerInQueenLand - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/01/2023 - 160 Hours Per Month/120 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-26 |
| S65 | Uniform Investment Adviser Law Examination | 1997-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-09 |
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