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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-14 |
| OH | RA | APPROVED | 2020-01-03 |
Branch Locations
7335 Crossleigh Ct Ste 100, Toledo, OH 43617 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Toledo | OH | 06/2009 | 01/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2020 |
| Wells Fargo Clearing Services Llc | Toledo | OH | 01/2020 | Present |
TUCKER FAMILY, LLC, NOT INVT RELATED, NORTHWOOD, OH, 100% OWNERSHIP, START DATE 1/31/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, LLC TO LEASE TRUCK AND TRAILER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-11 |
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