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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-25
  • CA RA
    APPROVED
    Since 2017-03-25

Branch Locations

260 S Los Robles Ave Suite 311, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. South Pasadena CA 10/1989 03/2017
Mml Investors Services, Llc Pasadena CA 03/2017 Present
Massachusetts Mutual Life Insurance Company Pasadena CA 07/2016 Present
  • 10/1989 → 03/2017
    Metlife Securities Inc.
    South Pasadena, CA
  • 03/2017 → Present
    Pasadena, CA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Pasadena, CA
Previous Registrations
  • 2007-06-06 → 2017-03-25
    Msi Financial Services, Inc.
    Pasadena, CA
    City Of Industry, CA
    Brea, CA
Other Businesses

1) NAME: LINH T. MA INV REL: Y ADD: RESIDENTIAL NATURE: LIFE, DI, LTC AND FIXED ANNUITIES POSITION: INDEPENDENT AGENT START DATE: 6/8/2023 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0 DUTIES: INDEPENDENT INSURANCE AGENT. SALES OF INDIVIDUAL AND GROUP NON-VARIABLE MEDICAL INSURANCE PRODUCTS. SERVICE FEES AND RENEWAL COMMISSIONS FROM OTHER NON-VARIABLE INSURANCE PRODUCTS WRITTEN PRIOR TO REGISTRATION WITH MML INVESTORS SERVICES (MMLIS). ALL OTHER NEW SALES, INCLUDING "INDEXED" PRODUCTS SOLD THROUGH MMLIS OR MASSMUTUAL LIFE INSURANCE AGENCY (MMLIA) OR THEIR DESIGNATED SUCCESSORS ONLY. SALE OR SERVICE OF ANY OTHER INSURANCE PRODUCTS OUTSIDE OF THESE CHANNELS MAY BE PERMITTED ON A CASE-BY-CASE BASIS ONLY WITH PRIOR WRITTEN APPROVAL IN ADVANCE OF SOLICITATION FROM THE GENERAL AGENT/REGISTERED PRINCIPAL 2)CO-OWNER OF RENTAL PROPERTY (MULTI-UNIT RESIDENTIAL COMPLEX IN SAN GABRIEL, CA) FOR 0HRS/WK & WKND SINCE 11/2010 3)SOLE OWNER OF RENTAL REAL ESTATE (SINGLE FAMILY HOME IN ONTARIO, CA) FOR 0HRS/WK & WKND SINCE 8/2012 4)CO-OWNER OF BESTWARE RESTAURANT SUPPLIES, INC.(10161 BOLSA AVE. #C103, WESTMINSTER, CA 92683)FOR 0HRS/WK & WKND SINCE 10/1989

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-04-30
  • S63 Uniform Securities Agent State Law Examination
    1992-04-30
Designations

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