Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-21
IL RA APPROVED 2023-07-20
TX RA APPROVED 2023-07-20
  • FL RA
    APPROVED
    Since 2023-07-21
  • IL RA
    APPROVED
    Since 2023-07-20
  • TX RA
    APPROVED
    Since 2023-07-20

Branch Locations

500 Lake Cook Rd 125, Deerfield, IL 60015 • United States

One N Jefferson Ave, St. Louis, MO 63103 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lake Forest IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lake Forest IL 11/2016 07/2023
Wells Fargo Advisors Financial Network, Llc Deerfield IL 07/2023 Present
Previous Registrations
  • 2008-01-01 → 2023-07-20
    Lake Forest, IL
    Naples, FL
    Naples, FL
    Deerfield, IL
  • 2000-12-28 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Lake Forest, IL
    St. Louis, MO
    Lake Forest, IL
Other Businesses

ISLAMORADA LLC, INV RELATED, NAPLES, FL, 100% OWNERSHIP VIA TRUST, START 10/16/2020, 5 HOURS PER MONTH, 1 HOUR DURING TRADING, ESTATE PLANNING ONLY.;| TRUSTEE FOR SON'S TRUST; INV. RELATED; LIBERTYVILLE, IL; START 4/2021; 1 HR PER MONTH; 0 HRS DURING TRADING.;| TRUSTEE FOR CHILD'S TRUST, INV RELATED, NAPLES, FL, START 8/16/2023, 5 HOURS A MONTH, 1 HOUR DURING TRADING.;| TRUSTEE FOR SON, INV RELATED, NAPLES, FL, START 8/16/2023, 1 HOUR A MONTH, 1 HOUR DURING TRADING.;| SCHAFFER PRIVATE WEALTH, INV RELATED, NAPLES, FL, 100% OWNERSHIP, START: 7/24/2023, 60 HOURS A MONTH, 60 HOURS DURING TRADING, FINET PRACTICE.| TRUSTEE FOR MOTHER'S TRUST; INV RELATED; DEERFIELD, IL; START: 12/02/2024; 1 HOUR A MONTH; 1 HOUR DURING TRADING.| TIBURON GOLF CLUB HOA; NOT INV RELATED; NAPLES, FL; HOA; BOARD MEMBER; START DATE 01/31/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-22
S63 Uniform Securities Agent State Law Examination 1992-05-12
  • S66 Uniform Combined State Law Examination
    2000-12-22
  • S63 Uniform Securities Agent State Law Examination
    1992-05-12
Other Names
  • Michael S Schaffer

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Deerfield, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor