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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-21 |
| IL | RA | APPROVED | 2023-07-20 |
| TX | RA | APPROVED | 2023-07-20 |
Branch Locations
500 Lake Cook Rd 125, Deerfield, IL 60015 • United States
One N Jefferson Ave, St. Louis, MO 63103 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lake Forest | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lake Forest | IL | 11/2016 | 07/2023 |
| Wells Fargo Advisors Financial Network, Llc | Deerfield | IL | 07/2023 | Present |
ISLAMORADA LLC, INV RELATED, NAPLES, FL, 100% OWNERSHIP VIA TRUST, START 10/16/2020, 5 HOURS PER MONTH, 1 HOUR DURING TRADING, ESTATE PLANNING ONLY.;| TRUSTEE FOR SON'S TRUST; INV. RELATED; LIBERTYVILLE, IL; START 4/2021; 1 HR PER MONTH; 0 HRS DURING TRADING.;| TRUSTEE FOR CHILD'S TRUST, INV RELATED, NAPLES, FL, START 8/16/2023, 5 HOURS A MONTH, 1 HOUR DURING TRADING.;| TRUSTEE FOR SON, INV RELATED, NAPLES, FL, START 8/16/2023, 1 HOUR A MONTH, 1 HOUR DURING TRADING.;| SCHAFFER PRIVATE WEALTH, INV RELATED, NAPLES, FL, 100% OWNERSHIP, START: 7/24/2023, 60 HOURS A MONTH, 60 HOURS DURING TRADING, FINET PRACTICE.| TRUSTEE FOR MOTHER'S TRUST; INV RELATED; DEERFIELD, IL; START: 12/02/2024; 1 HOUR A MONTH; 1 HOUR DURING TRADING.| TIBURON GOLF CLUB HOA; NOT INV RELATED; NAPLES, FL; HOA; BOARD MEMBER; START DATE 01/31/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-12 |
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