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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-07-26
TX RA APPROVED 2013-07-12
  • NJ RA
    APPROVED
    Since 2013-07-26
  • TX RA
    APPROVED
    Since 2013-07-12

Branch Locations

109 North Avenue, Westfield, NJ 07090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Red Bank NJ 07/2013 Present
Previous Registrations
Other Businesses

Jewish Family Service of Central New Jersey,mental health counseling, food bank for the hungry, home health aids for seniors, homelessness, Holocaust survivors food, shelter and companionship,New JerseyUnited States07208Treasurer, overseeing the finance committer and working with the professional staff on budgeting, sources of income and costs, Start date7/1/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-28
S63 Uniform Securities Agent State Law Examination 1992-06-15
  • S65 Uniform Investment Adviser Law Examination
    2004-12-28
  • S63 Uniform Securities Agent State Law Examination
    1992-06-15

View on SEC IAPD

Other Firms

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