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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-22 |
Branch Locations
3010 Westchester Ave Ste 200, Purchase, NY 10577 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co | New York | NY | 03/2009 | 05/2025 |
| Lpl Financial | Purchase | NY | 05/2025 | Present |
1. Start Date: 05/22/2025 - KM Capital - DBA for LPL Business (entity for LPL business) - Investment related - Purchase, NY 10577 - 160 Hrs/Mth - 40 Hrs During Trading. - Time Spent: 100 2. Start Date: 05/22/2025 - The Wolff Group - DBA for LPL Business (entity for LPL business) - Investment related - Purchase, NY 10577 - 160 Hrs/Mth - 40 Hrs During Trading. - Time Spent: 100 3. Start Date: 05/22/2025 - KM Capital Group, Inc - DBA for LPL Business (entity for LPL business) - Investment related - Purchase, NY 10577 - 160 Hrs/Mth - 40 Hrs During Trading. - Time Spent: 100
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-19 |
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