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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Pasadena | CA | 06/2012 | 03/2022 |
| Lpl Financial Llc | Pasadena | CA | 03/2022 | Present |
1) 3/2022- FLOE FINANCIAL PARTNERS- DBA for LPL Business (entity for LPL business)- inv. related- Pasadena, CA 2) 3/2022- Real Estate Rental- co-owner- inv. related- 4823 OCEAN VIEW BLVD LA CANADA, CA- start date 11/2014- 5hrs/mth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-03-04 |
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