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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-08-26 |
| TX | RA | APPROVED_RES | 2024-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Louisville | KY | 02/2013 | 08/2024 |
| Raymond James Financial Services, Inc. | Louisville | KY | 08/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Louisville | KY | 08/2024 | Present |
(1)Name of Business: Clearpath Financial LLC Address: 4070 Westport Rd, Louisville, KY, 40207-3144, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 08/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: I am an owner and partner of the Clearpath Financial LLC. I will be acting as an owner and financial advisor in this role as our business is transferring to the independent side of Raymond James. (2)Name of Business: Double Down II Address: 4703 Crofton , Louisville, KY, 40205, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 03/10/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have no responsibility in the operations of this entity. I rely on management for the decision making of which they/not me are paid to do. I benefit from the overall appreciation in value of the entity and any dividends potentially paid along the way. (3)Name of Business: Double Down LLC Address: 4703 Crofton Rd, Louisville, KY, 40207, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: Yes Start Date: 02/23/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-28 |
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