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James Warren Nicolaidis

Citigroup Global Markets Inc.

Staten Island, NY

Fort Lee, NJ

Brooklyn, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-29
NY RA APPROVED 2021-08-17
  • TX RA
    APPROVED_RES
    Since 2026-06-29
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Cwm Retail, Sales 1492 Hylan Blvd, Staten Island, NY 10305 • United States

Citi Wealth Management, Sales 2071 Lemoine Avenue, Ste 1, Fort Lee, NJ 07024 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Staten NY 03/2009 Present
Previous Registrations
  • 2002-08-20 → 2009-03-23
    Chase Investment Services Corp.
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-25
S63 Uniform Securities Agent State Law Examination 1992-06-11
  • S65 Uniform Investment Adviser Law Examination
    2003-06-25
  • S63 Uniform Securities Agent State Law Examination
    1992-06-11
Other Names
  • James Warren Nicolaidis

View on SEC IAPD

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