Best Investors Account Sign in

Robert Glenn Kaiser

Wells Fargo Clearing Services, LLC

Las Vegas, NV

Las Vegas, NV

Mesquite, NV

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2013-11-19
NM RA APPROVED 2011-08-18
  • NV RA
    APPROVED
    Since 2013-11-19
  • NM RA
    APPROVED
    Since 2011-08-18

Branch Locations

8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States

5960 Centennial Center Blvd, Las Vegas, NV 89149 • United States

611 W Mesquite Blvd, Mesquite, NV 89027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sante Fe NM 08/2011 11/2016
Wells Fargo Clearing Services, Llc Sante Fe NM 11/2016 Present
Previous Registrations
  • 2008-12-04 → 2011-08-16
    Bancwest Investment Services, Inc.
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Rio Rancho, NM
    Las Cruces, NM
    Las Cruces, NM
    Anthony, NM
    Hatch, NM
    Las Cruces, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Rio Rancho, NM
    Albuquerque, NM
    Albuquerque, NM
  • 2008-05-09 → 2008-08-06
    Ameriprise Financial Services, Llc
    Henderson, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-08
S63 Uniform Securities Agent State Law Examination 2007-06-18
  • S65 Uniform Investment Adviser Law Examination
    2008-05-08
  • S63 Uniform Securities Agent State Law Examination
    2007-06-18

View on SEC IAPD

Other Firms

YH&C INVESTMENTS INC.
MM MACHINE, LLC
QUANTIFIX CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AI AGENT CAPITAL, LLC
BETTER CAPITAL MANAGEMENT LLC
U.S. BANCORP ADVISORS, LLC
ROSTEN CAPITAL INVESTMENTS LLC

Other Investors

YALE BOCK
Juan Manuel Mardueno Rodriguez
Sariguli Tuersun
Javier Magana Benitez
Shane Lee Rogers
CLIFTON M YASUTOMI
Nicholas Paul Abbott
MICHAEL J COOK

Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

More in Las Vegas, NV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor