Joseph Anthony Simmons

Current Employers

Employment History

• 05/2006 → 04/2022
  New York Life Investment Management Llc
  Westwood, MA
• 01/2019 → 04/2022
  Stancorp Equities, Inc.
  Portland, OR
• 01/2019 → 04/2022
  Stancorp Investment Advisers, Inc.
  Portland, OR
• 04/2022 → Present
  Lpl Financial
  Boston, MA
• 04/2022 → Present
  Global Retirement Partners, Llc
  San Rafael, CA

Previous Registrations

• 2019-02-04 → 2022-04-08
  Stancorp Investment Advisers, Inc.
  Portland, OR
  Norfolk, MA
• 2006-06-19 → 2018-03-12
  New York Life Investment Management Llc
  New York, NY
  Westwood, MA
• 2003-08-05 → 2006-05-04
  Manning & Napier Advisors, Llc
  Fairport, NY

Other Businesses

1- 04/2022 / Registered Investment Advisor DBA / HUB RETIREMENT AND WEAL TH MANAGEMENT / Investment Related / 160 hrs mnth & 160 hrs during trade / Boston, MA 2- 04/2022 / DBA for LPL Business (entity for LPL business) / ALPHA PENSION GROUP / Investment Related / Boston, MA 3- 04/2022 / DBA for LPL Business (entity for LPL business) / HUB RETIREMENT AND WEALTH MANAGEMENT / Investment Related / Boston, MA 4- 04/2022 / DBA for LPL Business (entity for LPL business) / REAL ESTATE RENTAL / Investment Related / Boston, MA 5- 03/2022 / Outside/W-2 Employment / Hub international / Non Investment Related / Boston, MA 6- 04/2022 / HUB INTERNATIONAL INVESTMENT SERVICES, INC. / Other / Non Investment Related / Boston, MA 7- 04/21/2022 - Global Retirement Partners - DBA: Alpha Pension Grp, a Div of HUB New England - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - 160 Hours Per Month/ 160 Hours During Securities Trading - Time Spent 100%. 8- 04/21/2022 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - 160 Hours Per Month/ 160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 04/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9- 04/13/2022 - ALPHA PENSION GROUP, A DIV OF HUB NEW ENGLAND - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 160 Hours Per Month/ 160 Hours During Securities Trading - Time Spent 100%.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-08-01
• S63 Uniform Securities Agent State Law Examination
  1992-01-03

Other Names

• Joseph Anthony Simmons