Gary Robert Schwartz

Current Employers

Employment History

• 10/1998 → Present
  Madison Planning Group
  White Plans, NY
• 09/2004 → 08/2021
  Royal Alliance Associates, Inc.
  White Lains, NY
• 06/2004 → Present
  Madison Advisory Services, Inc.
  White Plains, NY
• 08/2021 → 07/2025
  Lion Street Financial
  White Plains, NY
• 07/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2015-06-19 → 2021-08-05
  Osaic Wealth, Inc.
  White Plains, NY
  Tarrytown, NY
• 1997-11-18 → 2004-09-20
  Voya Financial Advisors, Inc.
  White Plains, NY

Other Businesses

1. MADISON ADVISORY SERVICES, 10 New King St, Ste 104, White Plains NY 10604, United States, 06/01/2010, Owner, RIA Affiliation - other than CIRA, NIR, 100 HR/MO - 100 HR/MO TRADING 2. MADISON PLANNING GROUP- GARY SCHWARTZ, 10 New King St, Ste 104, White Plains NY 10604, United States, 06/01/2001, Agent, Insurance/Benefits/Human Resources, NIR, 50 HR/MO - 50 HR/MO TRADING 3. MADISON FAMILY HOLDINGS LLC, 10 New King St, Ste 104, White Plains NY 10604, 01/2021, Owner, Owner/Partner of a Business Entity, No, 1 HR/MO, 1 HR/MO TRADING 4. 4119 BLACKHORSE LLC, 10 New King St, Ste 104, White Plains NY 10604, United States, 04/21/2025, Owner, Real Estate, NIR, 1 HR/MO - 1 HR/MO TRADING 5. DIVIDED SKY FOUNDATION, 262 Fox Lane, Ludlow VT 05149, United States, 04/03/2023, Board Member, Volunteer, NIR, 10 HR/MO - 10 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-17
• S63 Uniform Securities Agent State Law Examination
  1991-11-12