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Kelly Ann Panzanaro

Principal Securities, Inc.

Des Moines, IA

Hopewell Jct, NY

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-01-10
  • IA RA
    APPROVED
    Since 2017-01-10

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Hopewell Jct, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Hopewell Junction NY 02/2006 Present
Principal Securities Hopewell Junction NY 04/2006 Present
  • 02/2006 → Present
    Principal Life Insurance Company
    Hopewell Junction, NY
  • 04/2006 → Present
    Principal Securities
    Hopewell Junction, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-11-25
  • S63 Uniform Securities Agent State Law Examination
    1991-11-25
Designations
Other Names
  • Kelly Ann Dailey
  • Kelly Ann Dailey
  • Kelly Ann Panzanaro
  • Kelly Ann Dailey
  • Kelly Gardner

View on SEC IAPD

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Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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