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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-21 |
| MI | RA | APPROVED | 2010-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Grosse Pointe Farms | MI | 04/1991 | Present |
| Principal Securities | Grosse Pointe Farms | MI | 08/1998 | Present |
***Rental Property, Owner, 11/08/16. THE GROSSE POINTE ACADEMY POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/17/2022 ADDRESS: 171 Lakeshore Drive, Grosse Pointe Farms MI 48236, United States DESCRIPTION: Board member for Kindergarden through 8th grade private school. Member of finance committee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-24 |
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