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120 White Plains Road Suite 115, Tarrytown, NY 10591 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-09-06 |
| NY | RA | APPROVED | 2022-09-02 |
| TX | RA | APPROVED_RES | 2022-09-02 |
Branch Locations
120 White Plains Road Suite 115, Tarrytown, NY 10591 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Purchase | NY | 06/2009 | 09/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2022 |
| Onyx Bridge Wealth Group Llc | Tarrytown | NY | 09/2022 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 09/2022 |
1) Fixed Insurance. Investment Related. Located at 120 White Plains Road, Suite 115, Tarrytown, NY 10591. Nature - Fixed / Traditional Insurance. Position - Agent. Start - 06/2009. 5 hours per month, all during trading hours. Duties - Sales of Fixed / Traditional insurance products. 2) Nicholas Sutro Trustee on Supplemental Needs Trust FBO Michael Nolan. Investment related. Located at Morgan Stanley, 2000 Westchester Ave., Purchase, NY 10577. Nature - manage an investment account for brother-in-law. Start - 01/2009. 0.1 hours per month, all during trading hours. Duties - trustee on investment account.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-28 |
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