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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-09-11 |
| WI | RA | APPROVED | 2009-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Lacrosse | WI | 09/2009 | Present |
1. The Landings Condo Association; 14 Copeland Ave, La Crosse, WI 54603; Home owners association; VP Board of Directors; Participate in monthly board meetings and vote on proposed actions related to building maintenance, security, etc.; 01/01/2022; 2 Hour per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Al Anon Family Groups HQ; 1600 Corporate Landing Parkway Virginia Beach, VA 23454; Al-Anon family groups is a non-profit, peer support fellowship that offers support services to friends and family of alcoholics; District Representative; Voluntary leadership role. No pay, business solicitation, or professional client contact; 01/03/2025; 2hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-21 |
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