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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-23 |
| WI | RA | APPROVED | 2024-02-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | La Crosse | WI | 07/2022 | Present |
| I.C System, Inc | Onalaska | WI | 01/2019 | 05/2019 |
| Ever After Entertainment | La Crosse | WI | 05/2022 | 07/2022 |
| University Of Wisconsin - La Crosse | La Crosse | WI | 09/2015 | 12/2018 |
| Huck Finn's On The Water | La Crosse | WI | 06/2018 | 08/2018 |
| Legends | La Crosse | WI | 06/2015 | 06/2018 |
| Legends | La Crosse | WI | 06/2019 | 03/2020 |
| Wells Fargo Bank | La Crosse/Onalaska | WI | 06/2019 | 07/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-19 |
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