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Christopher Michael Grode

Wells Fargo Clearing Services, LLC

La Crosse, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-17
WI RA APPROVED 2009-03-24
  • TX RA
    APPROVED_RES
    Since 2025-06-17
  • WI RA
    APPROVED
    Since 2009-03-24

Branch Locations

2 Copeland Ave 1St Fl, La Crosse, WI 54603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc La Crosse WI 05/2009 11/2016
Wells Fargo Clearing Services, Llc La Crosse WI 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-26
S63 Uniform Securities Agent State Law Examination 1986-05-20
  • S65 Uniform Investment Adviser Law Examination
    2007-07-26
  • S63 Uniform Securities Agent State Law Examination
    1986-05-20
Other Names
  • Chris Grode
  • Christopher Michael Grode
  • Chris Michael Grode

View on SEC IAPD

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HARBOUR INVESTMENTS, INC. · LA CROSSE, WI
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PFS INVESTMENTS INC. · LA CROSSE, WI
AMERIPRISE FINANCIAL SERVICES, LLC · La Crosse, WI
J. W. COLE ADVISORS, INC. · La Crosse, WI
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