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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2008-01-01
  • WI RA
    APPROVED
    Since 2008-01-01

Branch Locations

2 Copeland Ave 1St Fl, La Crosse, WI 54603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc La Crosse WI 05/2009 11/2016
Wells Fargo Clearing Services, Llc La Crosse WI 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-18
S63 Uniform Securities Agent State Law Examination 2001-09-06
  • S66 Uniform Combined State Law Examination
    2007-05-18
  • S63 Uniform Securities Agent State Law Examination
    2001-09-06

View on SEC IAPD

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