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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-23 |
| WI | RA | APPROVED | 2015-08-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Midwest Family Radio Inc. | Lacrosse | WI | 01/2008 | Present |
| Wells Fargo Advisors Llc | Lacrosse | WI | 08/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lacrosse | WI | 11/2016 | Present |
WABI SABI WOOD CRAFTING ; NOT INV RELATED; BLAIR,WI; WOODWORKING AND THE SALE OF CREATED PRODUCTS;100% OWNERSHIP; START DATE: 02/02/2026; 40 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-11 |
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